“Never Put Off Till Tomorrow What You Can Do Today”
“Never Put Off Till Tomorrow What You Can Do Today”06.10.2014
Simple tip for Registered Representatives to reduce risk:
Stop Procrastinating! Read on to find out how procrastination could cost you
Claim Scenario: A registered representative received a trade request from his client. He provided the information to his assistant to process the trade and then left the office for meetings. His assistant attempted to reach the registered representative several times prior to the market closing because she had a question about the order. The registered representative did not respond to his assistant until after the end of the trading day so the trade was not timely executed. As a result, a correction was processed which resulted in a loss for the client due to market fluctuation.